-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, IQcdoFamckrFRDypytC9g/g+GMzp+DY9SANFJWk5AQFm8OkZ0Xz213g2cmWEaDmC q9M6W63aheRHKBDCdXmwLA== 0000944427-95-000004.txt : 19950517 0000944427-95-000004.hdr.sgml : 19950516 ACCESSION NUMBER: 0000944427-95-000004 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950512 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHURCHILL DOWNS INC CENTRAL INDEX KEY: 0000020212 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-RACING, INCLUDING TRACK OPERATION [7948] IRS NUMBER: 610156015 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-30865 FILM NUMBER: 95538124 BUSINESS ADDRESS: STREET 1: 700 CENTRAL AVE CITY: LOUISVILLE STATE: KY ZIP: 40208 BUSINESS PHONE: 5026364400 MAIL ADDRESS: STREET 2: 700 CENTRAL AVENUE CITY: LOUIVILLE STATE: KY ZIP: 40208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEEKER THOMAS H CENTRAL INDEX KEY: 0000943971 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-RACING, INCLUDING TRACK OPERATION [7948] STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 700 CENTRAL AVE CITY: LOUISVILLE STATE: KY ZIP: 40208 BUSINESS PHONE: 5026364400 MAIL ADDRESS: STREET 2: 700 CENTRAL AVENUE CITY: LOUIVILLE STATE: KY ZIP: 40208 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Churchill Downs Incorporated - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, No Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 171484 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) Thomas H. Meeker, President Alexander M. Waldrop, Senior Vice President, Churchill Downs Incorporated General Counsel and Secretary 700 Central Avenue Churchill Downs Incorporated Louisville, KY 40208 700 Central Avenue (502)636-4400 Louisville, KY 40208 (502)636-4400 - -------------------------------------------------------------------------------- Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 18, 1995 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Check the following box if a fee is being paid with this statement [ ]. 13D Page 2 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON ABC Partnership S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 9,065 ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 9,065 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 9,065 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .2% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========================================================================= 13D Page 3 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON John W. Barr, III S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 2,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 2,000 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 2,000 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .1% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 4 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Charles W. Bidwill, Jr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 219,340 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 2,919 ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 219,340 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 2,919 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 222,259 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 5 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Shauna Bidwill Valenzuela S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 1,550 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 1,550 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 1,550 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than .05% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 6 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Catesby M. Clay, as an individual and as Co-Trustee under Trust u/w J.N. Camden, deceased (1942), as a Co-Trustee under Trust Agreement of J.N. Camden, and as Co-Trustee under Trust u/w Agnes Clay Pringle S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 3,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 43,630 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 3,000 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 43,630 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 46,630 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.2% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN and OO ========================================================================= 13D Page 7 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Jim Clay, as a Co-Trustee under Trust u/w J.N. Camden, deceased (1942), and as a Co-Trustee under Trust Agreement of J.N. Camden S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 32,680 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 32,680 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 32,680 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ========================================================================= 13D Page 8 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON James G. Kennan, III, as a Co-Trustee under Trust u/w J.N. Camden, deceased (1942) and as a Co-Trustee under Trust Agreement of J.N. Camden S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 32,680 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 32,680 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 32,680 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ========================================================================= 13D Page 9 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON McColl Pringle, as a Co-Trustee u/w Agnes Clay Pringle, deceased (1984) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 10,950 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 10,950 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 10,950 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .3% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ========================================================================= 13D Page 10 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON James W. Phillips S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 17,990 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 17,990 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 17,990 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .5% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 11 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Joan G. Phillips S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 19,530 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 19,530 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 19,530 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .5% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 12 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON J. David Grissom S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 10,050 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 10,050 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 10,050 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .3% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 13 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Bank One Lexington, NA, as a Co-Trustee u/w A.B. Hancock, deceased 1972, as Co-Trustee u/w Agnes Clay Pringle and as Co-Trustee under Trust Agreement Nancy Clay Hancock and as Co-Trustee under Trust Agreement Waddell W. Hancock, II S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Kentucky - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 108,210 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 108,210 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 108,210 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON BK ========================================================================= 13D Page 14 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Nancy Clay Hancock, as Co-Trustee u/w A.B. Hancock, deceased (1972) and as Co-Trustee under Trust Agreement of Nancy Clay Hancock S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 88,230 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 88,230 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 88,230 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.3% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ========================================================================= 13D Page 15 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Seth W. Hancock, as an individual, and as a Co-Trustee under Trust u/w A.B. Hancock, deceased (1972), as a Co-Trustee under Trust Agreement of Nancy Clay Hancock and as Co-Trustee under Trust Agreement of Waddell W. Hancock, II S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 36,500 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 106,325 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 36,500 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 106,325 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 142,825 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.8% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN and OO ========================================================================= 13D Page 16 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Waddell W. Hancock, as Co-Trustee u/w A.B. Hancock, deceased (1972) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 79,200 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 79,200 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 79,200 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.1% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ========================================================================= 13D Page 17 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Waddell W. Hancock, II, as a Co-Trustee, u/w A.B. Hancock, deceased (1972), and as Co-Trustee under Trust Agreement of Waddell W. Hancock, II S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 88,230 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 88,230 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 88,230 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.3% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ========================================================================= 13D Page 18 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Frank B. Hower, Jr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 1,040 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 1,040 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 1,040 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than .05% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 19 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Stanley F. Hugenberg, Jr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 3,670 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 3,670 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 3,670 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .1% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 20 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Estate of Warner L. Jones, Jr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 73,000 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 73,000 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 73,000 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 21 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Harriet S. Jones S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 10,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 73,000 See Appendix II ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 10,000 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 73,000 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 83,000 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.2% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 22 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Mina Jones Cox S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 8,570 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 8,570 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 8,570 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .2% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 23 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Thomas H. Meeker S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 29,437 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 29,437 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 29,437 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .8% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 24 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Carl F. Pollard S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 73,040 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 73,040 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 73,040 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 25 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Edna Veeneman Lewis S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 5,660 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 5,660 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 5,660 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .1% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 26 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Robert Veeneman S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 4,280 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 4,280 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 4,280 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .1% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 27 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Wells Family Partnership S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 210,530 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 210,530 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 210,530 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.6% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========================================================================= 13D Page 28 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Wells Foundation, Inc. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Kentucky - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 22,400 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 22,400 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 22,400 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .6% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO ========================================================================= 13D Page 29 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Mary Louise Whitney S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 128,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 128,000 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 128,000 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.4% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 30 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON William T. Young S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 114,660 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 114,660 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 114,660 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.0% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 31 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON PNC Bank, Kentucky, Inc. u/a Warner L. J. Jones dated 9/6/85 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Kentucky - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 1,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 1,000 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 1,000 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than .05% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON BK ========================================================================= 13D Page 32 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON James S. Karp S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 37,720 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 34,890 ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 37,720 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 34,890 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 72,610 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 33 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Irene J. Karp S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER 34,890 ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 34,890 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 34,890 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========================================================================= 13D Page 34 of 55 CUSIP No. 171484 10 8 ========================================================================= 1 NAME OF REPORTING PERSON Louisville Public Warehouse Company S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 45,900 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 8 SHARED VOTING POWER -0- ------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 45,900 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 45,900 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.2% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO ========================================================================= AMENDMENT No. 5 THIS AMENDMENT No. 5 to the Amendment No. 4 to Schedule 13D dated December 22, 1994 (the "Amendment No. 4") and to the Amendment No. 3 to Schedule 13D dated March 1, 1994 (the "Amendment No. 3") and to the Amendment No. 2 to Schedule 13D dated March 12, 1993 (the "Amendment No. 2") and to the Amendment No. 1 to the Schedule 13D dated April 3, 1992 (the "Amendment No. 1") and to the Schedule 13D dated January 7, 1992 (the "Schedule 13D"), which were filed with the Securities and Exchange Commission by certain Reporting Persons and relate to the shares of common stock, no par value (the "Shares") of Churchill Downs Incorporated (the "Company"), hereby amends and restates the Schedule 13D, as heretofore amended, in its entirety. Item 1. Security and Issuer. The title of the class of equity securities to which this Statement relates is: Common stock, no par value (the "Shares"), of Churchill Downs Incorporated (the "Company"). The name and address of the principal executive offices of the issuer of such securities are: Churchill Downs Incorporated 700 Central Avenue Louisville, Kentucky 40208 The Company is a Kentucky corporation. Item 2. Identity and Background. This Amendment is filed by the individuals and in the capacities described in Appendix I hereto and by certain other stockholders described in Appendix I hereto, and constitutes a filing as a group by such persons (hereinafter collectively referred to as the "Reporting Persons"). This Amendment is being filed to reflect the termination of the Agreement (hereinafter defined) entered into by the Reporting Persons. The Reporting Persons hold or have an interest in an aggregate of 1,265,081 Shares, representing, as of the date hereof, approximately 33.3% of the Shares outstanding. The Reporting Persons entered into an Amended Second Supplemental Stockholder Agreement effective as of January 7, 1992 (the "Agreement"), which Agreement was terminated as of April 18, 1995. Subsequent to the date of Amendment No. 4, the number of shares owned by certain Reporting Persons has changed. Appendix II attached hereto has been revised to state the number of shares currently owned. The names, residence or business addresses and present principal occupation or employment, and the name, principal business and address of any corporation or other organization where such employment is conducted, of the Reporting Persons, are set forth in Appendix I attached hereto and incorporated herein by reference. Each of the Reporting Persons who are individuals is a citizen of the United States of America. During the past five years, none of the Reporting Persons [i] has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or [ii] has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. The persons making this filing are doing so because they may have been deemed to constitute a "group" for purposes of section 13(d)(3) of the Securities Exchange Act of 1934, as amended, by reason of their having executed the Agreement (as described in Item 6 and as filed as Exhibit 1 to the Schedule 13D). Except as expressly stated herein, each of the Reporting Persons filing this Statement disclaims beneficial ownership of the Shares beneficially owned by any other Reporting Person or any other person. The Attorney-in-Fact appointed by each Reporting Person under the Agreement disclaims beneficial ownership of the Shares beneficially owned by any of the Reporting Persons. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Item 3. Source and Amount of Funds or Other Consideration. No purchase of Shares by any Reporting Person is being reported herein and information concerning the source and amount of funds or other consideration with respect to prior purchases is not regarded as material. Item 4. Purpose of Transaction. Certain of the Reporting Persons and certain other stockholders of the Company originally entered into a Stockholder Agreement as of May 2, 1984. A Supplemental Stockholder Agreement was subsequently entered into by certain of such persons on March 25, 1985; a Second Supplemental Stockholder Agreement was entered into by certain of such persons as of May 8, 1990; and the Agreement was entered into by certain of such persons as of January 7, 1992. Schedule 13Ds were previously filed with regard to the execution of these Stockholder Agreements, along with amendments to said Schedule 13Ds. The original Stockholder Agreement had a term of two years and expired in May 1986. The Supplemental Stockholder Agreement had a term of five years and expired on May 2, 1990. As of January 7, 1992, the Second Supplemental Stockholder Agreement was terminated by consent of the holders of two-thirds (2/3) of the shares subject to such agreement who simultaneously entered into the Agreement. The Agreement provided that it would remain in effect until May 5, 1995, unless terminated by the written consent of the holders of two-thirds (2/3) of the shares of stock subject to such agreement. As of April 18, 1995, the Agreement was terminated by consent of the holders of two-thirds (2/3) of the shares subject to such Agreement who simultaneously entered into a Third Supplemental Stockholder Agreement. Each of the original Stockholder Agreement, the Supplemental Stockholder Agreement, the Second Supplemental Stockholder Agreement and the Agreement provided that no signatory to the Stockholder Agreements could sell or otherwise transfer any interest in their Shares except in certain limited situations. Although the Company has not received any offers at this time to purchase its Shares, in executing the Agreement certain of the Reporting Persons were concerned that there may be potential interest in acquiring assets or stock of the Company. The Reporting Persons entered into the Agreement for the purpose of providing for liquidity in regard to the Shares and providing for a longer term whereby control of the Shares is maintained, through a right of first refusal in the Company, and then within the group constituting the Reporting Persons. Although no plan or proposal presently exists among the Reporting Persons as a group to purchase additional Shares, a Reporting Person's right to do so was not restricted under the Agreement. In addition, under the terms of the Agreement, which provided for a right of first refusal in the Company, and then within the group constituting the Reporting Persons, it was contemplated that at some point, by operation of the Agreement, the number of Shares held by the Reporting Persons individually would change although such change would not affect the amount held by all Reporting Persons. None of the Reporting Persons has any present plans or proposals which relate to or would result in [a] the acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer, although certain individual Reporting Persons have indicated an interest in purchasing additional Shares as they become available; [b] an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; [c] a sale or transfer of a material amount of assets of the issuer or any of its subsidiaries; [d] any change in the present Board of Directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the Board; [e] any material change in the present capitalization or dividend policy of the issuer; [f] any other material change in the issuer's business or corporate structure; [g] changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; [h] causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; [i] a class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or [j] any action similar to any of those enumerated above. Each Reporting Person reserves the right to formulate such plans or proposals, to take such action, with respect to any or all of the foregoing matters and any other matters as such Reporting Person may determine. Although certain of the Reporting Persons are directors of the Company, each Reporting Person executed the Agreement solely in such Reporting Person's capacity as a stockholder of the Company. The Company, through its Board of Directors, approved the Agreement for the purpose of making the Company a third party beneficiary to the Agreement. Item 5. Interest and Securities of the Issuer. (a) As of April 18, 1995, the Reporting Persons beneficially owned 1,265,081 Shares or approximately 33.3% of the 3,783,318 Shares outstanding as of such date and shares beneficially owned but not outstanding with respect to the Reporting Persons. The number of beneficially owned shares includes 16,900 Shares issuable to a Reporting Person under currently exercisable options and 717 Shares issuable to a Reporting Person under the Company's Incentive Compensation Plan. (b) Information with respect to the beneficial ownership of Shares by each of the Reporting Persons is set forth in Appendix II hereto, revised as of April 18, 1995, which is incorporated herein by reference. Each of the Reporting Persons assumes no responsibility for the accuracy or completeness of Appendix II except as it relates to the beneficial ownership of the Shares disclosed therein of such Reporting Person. (c) Since the filing of Amendment No. 4 on December 22, 1994, the following transactions have been effected which have not previously been reported on an amended Schedule 13D: (i) On March 23, 1994, the Estate of C. V. Whitney transferred 128,000 Shares to Mary Louise Whitney pursuant to Mr. Whitney's will and all of these Shares remained subject to the terms of the Agreement; (ii) Since December 22, 1994, the Estate of Warner L. Jones, Jr. has sold Shares in the following manner: Date # of Shares Sales Price/Share Type of Transaction January 6, 1995 3,000 $42.50 Open Market February 21, 1995 3,000 $44.00 Open Market March 20, 1995 3,000 $44.00 Open Market April 10, 1995 3,000 $43.50 Open Market (iii) On December 5, 1994, Edna Veeneman Lewis sold 600 Shares at a sales price of $42.50 per share in an open market transaction; (iv) On December 31, 1994, James W. Phillips disposed of 700 shares by gift; (v) On February 9, 1995, Edna Veeneman Lewis sold 1,000 Shares at a sales price of $44.75 per share in an open market transaction; and (vi) On March 16, 1995, the Company's Board of Directors awarded Thomas H. Meeker 717 Shares issuable pursuant to the Company's Incentive Compensation Plan; and (vii) On April 13, 1995, Charles W. Bidwill, Jr. purchased 1,000 Shares at a purchase price of $45.00 in an open market transaction. (d) Except as set forth in Item 5(b), no person other than the Reporting Persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any Shares beneficially owned by such Reporting Persons. (e) Effective as of April 18, 1995, the Agreement was terminated and simultaneously, certain of the Reporting Persons and other stockholders of the Company beneficially owning 1,196,146 Shares, or approximately 31.5% of the Shares outstanding, entered into a Third Supplemental Stockholder Agreement. Such persons filed a separate Schedule 13D with the SEC on April 25, 1995 with respect to such Third Supplemental Stockholder Agreement, to which reference is made for a more complete statement of the terms and provisions thereof, and which Schedule 13D is incorporated herein by reference. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. As of January 7, 1992, the Agreement among the Reporting Persons became effective. The Agreement provided that as to Shares now owned or later acquired by any signatory to the Agreement, the holder of such Shares would not transfer the Shares without complying with the Agreement except in the following instances: [a] pursuant to an offer to acquire all of the outstanding Shares of the Company which the Board of Directors of the Company has recommended and which an independent financial advisor retained by the Company has determined to be fair from a financial point of view; [b] by operation of law; [c] by gift, will or pursuant to the laws of descent and distribution; [d] by pledge to a financial institution; or [e] in a small transaction which was defined to mean the transfer of not more than 3,000 Shares in any calendar month. Except in these instances, a Reporting Person was not allowed to transfer or agree to commit to transfer his or her Shares without first offering to sell such Shares to the Company, and then to all other signatories to the Agreement, on the same terms and conditions as the proposed transfer. In the event the other signatures to the Agreement desired to purchase more than the number of Shares offered for sale by the Reporting Person or the Shares remaining after acquisition by the Company, the Agreement provided for proration of purchase of the Shares among the signatories to the Agreement who desired to purchase Shares. If all of the Shares offered for sale by the Reporting Person were not purchased by the Company and/or the other parties to the Agreement, the Shares could be sold in accordance with the bona fide offer received by the Reporting Person. Any stockholder of the Company could become a party to the Agreement by executing the Agreement. The Company was a third party beneficiary of the Agreement. Under the Agreement, a Reporting Person's right to vote his or her shares, to receive cash dividends or to receive dividends payable in stock or receive Shares in a stock split, or to sell or dispose of Shares therein was not restricted except as specifically set forth therein. Item 7. Materials to be Filed as Exhibits. Exhibit 1 - Form of Amended Second Supplemental Stockholder Agreement as of January 7, 1992 is incorporated by reference to the Schedule 13D filed with the Securities and Exchange Commission on or about January 7, 1992. Exhibit 2 - Promissory Note dated December 20, 1994, between James S. Karp and Liberty National Bank and Trust Company of Kentucky is incorporated by reference to the Amendment No. 4 to the Schedule 13D filed with the Securities and Exchange Commission on January 5, 1995. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. May 12, 1995 By: /S/Thomas H. Meeker ---------------------------------- Thomas H. Meeker,* Attorney-in-Fact on behalf of each of the Reporting Persons listed on Appendices I and II. * Pursuant to Paragraph 14 of the Amended Second Supplemental Stockholder Agreement, each Reporting Person has authorized Thomas H. Meeker as Attorney-in-Fact to sign on behalf of such Reporting Person any document which that Attorney-in-Fact believes may be required to be filed. Evidence of the authority to sign on behalf of each of the Reporting Persons has been previously filed with the SEC and is retained in the files of the Company. APPENDIX I (revised as of April 18, 1995) Identity and Background of Reporting Person. The name, residence or business address and present principal occupation or employment, and the name, principal business and address of any corporation or other organization in which such employment is conducted, of each Reporting Person is set forth below:
Residence Present Principal Name or Business Address Occupation or Employment John W. Barr III 2000 Brown & Williamson Tower Retired; Former Chairman, Louisville, KY 40202 National City Bank, Kentucky (bank holding company) Charles W. Bidwill, Jr. Sportsman's Park President and General Race Track Manager, National Jockey 3301 South Laramie Ave. Club (operator of Cicero, IL 60650 Sportsman's Park Race Track) Shauna Bidwill Valenzuela 2424 Myrtle Avenue Housewife Hermosa Beach, CA 90254 Catesby W. Clay 200 West Vine Street Chairman, Kentucky River Coal Suite 8K Corporation (coal land lessor); Lexington, KY 40507 President, Runnymede Farm, Inc. (thoroughbred breeding) James W. Phillips 180 East Broad Street Associate Member, Columbus, OH 43215 The Galbreath Company (realtor and builder) Joan G. Phillips 180 East Broad Street Housewife Columbus, OH 43215 J. David Grissom 400 West Market Street Chairman, Mayfair Capital Louisville, KY 40202 (private investment firm) Seth W. Hancock c/o Claiborne Farm Partner and Manager, Claiborne Farm; P. O. Box 150 President, Hancock Farms, Inc. Paris, KY 40361 Frank B. Hower, Jr. 339A Mockingbird Valley Road Retired; Former Chairman, Louisville, KY 40207 Liberty National Bancorp., Inc.(bank holding company) and Liberty National Bank & Trust Company of Louisville Stanley F. Hugenberg, Jr. 1913 Fortside Circle President, Jackmanton Sales Fort Mitchell, KY 41011 Company (manufacturer's representative) Estate of Warner L. Jones, c/o Hermitage Farm, Inc. Former owner, Hermitage Farm, Inc. Goshen, KY 40026 (thoroughbred breeding and farming) Harriet S. Jones c/o Hermitage Farm, Inc. Housewife Goshen, KY 40026 Mina Jones Cox 4600 Tingle Lane Housewife Westport, KY 40077 Thomas H. Meeker Churchill Downs President of the Company Incorporated 700 Central Avenue Louisville, KY 40208 Carl F. Pollard Hermitage Farm Owner, Hermitage Farm P. O. Box 40 Goshen, KY 40026 Edna Veeneman Lewis 16 Brownsboro Hill Rd. Housewife Louisville, KY 40207 Robert Veeneman 4710 Gleason Avenue Self-employed (real estate leasing) Sarasota, FL 34242 Mary Louise Whitney 40 Geyser Road Housewife Saratoga Springs, NY 12866 William T. Young P.O. Box 1110 Chairman of the Board, W.T. Lexington, KY 40502 Young, Inc. (warehousing, thoroughbred horses) James S. Karp 4500 Progress Blvd. Chairman and President, Louisville P.O. Box 18230 Public Warehouse Company Louisville, KY 40218 Irene J. Karp 10 Overbrook Road Housewife Louisville, KY 40207
The following lists the corporations, partnerships and trusts that are Reporting Persons. Trustees u/w J.N. Camden deceased 1942 -- Catesby M. Clay, Jim Clay and James G. Kennan, III
Residence Present Principal Name or Business Address Occupation or Employment Catesby W. Clay 200 West Vine Street Chairman, Kentucky River Coal Suite 8K Corporation; Lexington, KY 40507 President, Runnymede Farm, Inc. Jim Clay P.O. Box 197 Farmer Paris, KY 40361 James G. Kennan, III 200 West Vine Street President and Chief Executive Suite 8K Officer, Kentucky River Coal Lexington, KY 40507 Corporation
Trustees u/Trust Agreement J.N. Camden -- Catesby M. Clay, Jim Clay and James G. Kennan III. See above for information with respect to name, residence or business address, and present principal occupation or employment. Each of Messrs. Clay, Clay and Kennan is a United States citizen and during the last five years, none of them has [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Trustees u/w A.B. Hancock, deceased 1972 -- Seth W. Hancock, Waddell W. Hancock, Nancy Clay Hancock, Waddell W. Hancock, II and Bank One, Lexington, NA
Residence Present Principal Name or Business Address Occupation or Employment Seth W. Hancock c/o Claiborne Farm Partner and Manager, P.O. Box 150 Claiborne Farm; President, Paris, KY 40361 Hancock Farms, Inc. Waddell W. Hancock P. O. Box 150 Vice-President, Hancock Farms, Inc. Paris, KY 40361 Nancy Clay Hancock P. O. Box 150 Treasurer, Hancock Farms, Inc. Paris, KY 40361 Waddell W. Hancock, II P. O. Box 150 Director of Marketing and Public Paris, KY 40361 Relations, Hancock Farms, Inc.
[a] Name: Bank One, Lexington, NA [b] Business Address: 201 East Main Street, Lexington, KY 40507 [c] Principal Business: Bank [d] State of Organization: Kentucky
Directors of Bank One, Lexington, NA Residence Present Principal Name or Business Address Occupation or Employment Laura S. Babbage 3174 Custer Drive Chief Executive Officer, Lexington, KY 40502 Urgent Treatment Center Steven H. Caller 343 Waller Avenue President, Investors Building Suite 100 Corporation Lexington, KY 40504 Alex G. Campbell, Jr. P.O. Box 223 Investments Lexington, KY 40584 Jeanne Marie Dawahare 1400 Vine Center Director of Special Projects, Lexington, KY 40507 Greenebaum, Doll & McDonald A.W. Givens P.O. Box 2120 Chairman of the Board, Clay-Ingels Lexington, KY 40594 Co., Inc. William C. Greely P.O. Box 1690 President, Keeneland Lexington, KY 40592 Association Louis L. Haggin, III Sycamore Farm Manager, Sycamore Farm 2981 Shannon Run Road Versailles, KY 40383 William R. Hartman 201 East Main Street Chairman and CEO, Bank One, Lexington, KY 40507 Lexington, NA John M. McDonald, III P.O. Box 55487 President and CEO, Brock-McVey Lexington, KY 40555 Company John Newton One Quality Street Chairman of the Board, Lexington, KY 40507 President and CEO, Kentucky Utilities Company William B. Sturgill 1256 Old Frankfort Pike President, East Kentucky Lexington, KY 40504 Investment Co., Inc. William T. Young, Jr. P.O. Box 1110 President, W.T. Young Co., Inc. Lexington, KY 40589 Gary D. Bello 727 Mallard Bay President, Clark Material Lexington, KY 40502 Handling Co. L. Frank Sadler 5997 Winchester Road Real Estate Developer, Lexington, KY 40509 Frank Sadler Developer Alvin T. Stolen, III 201 E. Main Street President, Bank One, Lexington, KY 40507 Lexington, NA Dr. Lee T. Todd, Jr. 3191 Nicholasville Road, President and Chief Suite 1600 Executive Officer, Lexington, KY 40503 Data-Beam Corp. William H. Wilson 4817 Chaffey Lane Deputy Executive Director Lexington, KY 40515 for Marketing, Kentucky Educational Television
Executive Officers of Bank One (Who are not directors of Bank One) Residence Present Principal Name or Business Address Occupation or Employment Frank Eckerd 201 East Main Street Senior Vice President and Chief Lexington, KY 40507 Credit Officer, Bank One, Lexington, NA Roy Eon 201 East Main Street Senior Vice President, Lexington, KY 40507 Bank One, Lexington, NA Robert J. Heiple 201 East Main Street Executive Vice President, Lexington, KY 40507 Bank One, Lexington, NA David A. Tillery 201 East Main Street Senior Vice President, Lexington, KY 40507 Bank One, Lexington, NA Glenn D. Leveridge 201 East Main Street Executive Vice President, Lexington, KY 40507 Bank One, Lexington, NA Charles D. Christy 201 East Main Street Senior Vice President, Lexington, KY 40507 Chief Financial Officer, Bank One, Lexington, NA George R. Sims 201 East Main Street Senior Vice President, Lexington, KY 40507 Director of Human Resources, Bank One, Lexington, NA Susan K. Stout 201 East Main Street Executive Vice President, Lexington, KY 40507 Bank One, Lexington, NA Richard Lyon 201 East Main Street Vice President and Secretary, Lexington, KY 40507 Bank One, Lexington, NA
Each of Mr. Hancock, Mr. Hancock, Ms. Hancock and Mr. Hancock is a United States citizen and during the last five years, none of them has [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ABC Partnership (a) Name: ABC Partnership (b) Business Address: c/o Claiborne Farm, P. O. Box 150, Paris, KY 40361 (c) Principal Business: Investments, primarily in equine businesses (d) State of Organization: Kentucky
General Partners of ABC Partnership Residence Present Principal Name or Business Address Occupation or Employment Seth W. Hancock c/o Claiborne Farm Partner and Manager, P. O. Box 150 Claiborne Farm; President, Paris, KY 40361 Hancock Farms, Inc. Nancy Clay Hancock P. O. Box 150 Treasurer, Hancock Farms, Inc. Paris, KY 40361 Waddell W. Hancock, II P. O. Box 150 Director of Marketing and Paris, KY 40361 Public Relations Hancock Farms, Inc.
Each of Mr. Hancock, Ms. Hancock and Mr. Hancock is a United States citizen and during the last five years, none of them has [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceed- ing, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Wells Family Partnership (a) Name: Wells Family Partnership (b) Business Address: 4350 Brownsboro Road, Louisville, KY 40207 (c) Principal Business: Holder of Shares of Churchill Downs Incorporated (d) State of Organization: Kentucky
General Partners of the Wells Family Partnership Residence Present Principal Name or Business Address Occupation or Employment Darrell R. Wells 4350 Brownsboro Road General Partner, Security Louisville, KY 40207 Management Company (investments) Louis Crawford Wells 4350 Brownsboro Road Restaurant Management Louisville, KY 40207 Wayne H. Wells 4350 Brownsboro Road Real Estate Executive Louisville, KY 40207 Y. Peyton Wells, III 4350 Brownsboro Road Restaurant Management Louisville, KY 40207 Bryant C. Wells 5202 Tomahawk Road Investments Louisville, KY 40207
Darrell R. Wells is the Managing Partner of the Wells Family Partnership. Mr. Wells is a United States citizen and during the last five years, he has [i] not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Wells Foundation, Inc. (a) Name: Wells Foundation, Inc. (b) Business Address: 4350 Brownsboro Road, Louisville, KY 40207 (c) Principal Business: Charitable Foundation (d) State of Organization: Kentucky
Trustees and Executive Officers of the Wells Foundation, Inc. Residence Present Principal Name or Business Address Occupation or Employment Darrell R. Wells 4350 Brownsboro Road General Partner, Security Louisville, KY 40207 Management Company Louis Crawford Wells 4350 Brownsboro Road Restaurant Management Louisville, KY 40207
All of the trustees and executive officers of the Wells Foundation, Inc. are citizens of the United States. During the last five years, Mr. Darrell R. Wells has not [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Trustee u/a Warner L.J. Brown [a] Name: PNC Bank, Kentucky, Inc. [b] Business Address: Citizens Plaza, Louisville, Kentucky 40202 [c] Principal Business: Bank [d] State of Organization: Kentucky The executives of PNC Bank, Kentucky, Inc., Trustee, who are ultimately responsible for voting decisions concerning the Shares are as follows:
Residence Present Principal Name or Business Address Occupation or Employment James B. Moore, Jr. PNC Bank, Kentucky, Inc. Vice President, PNC Bank, Citizens Plaza Kentucky, Inc. Louisville, KY 40202
Mr. Moore is a United States citizen and during the last five years, he has not [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Trustees u/w of Agnes Clay Pringle deceased January 15, 1984 -- Catesby M. Clay, McColl Pringle and Bank One, Lexington, NA. See above for information with respect to Bank One, Lexington, NA.
Residence Present Principal Name or Business Address Occupation or Employment Catesby W. Clay 200 West Vine Street Chairman, Kentucky River Coal Suite 8K Corporation; Lexington, KY 40507 President, Runnymede Farm, Inc. McColl Pringle 46 Legare Street Retired Charleston, S.C. 29401
Each of Messrs. Clay and Pringle is a United States citizen and during the last five years, none of them has [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Trustees u/Trust Agreement Nancy Clay Hancock -- Bank One, Lexington, NA, Seth W. Hancock and Nancy Clay Hancock. See above for information with respect to Bank One, Lexington, NA.
Residence Present Principal Name or Business Address Occupation or Employment Seth W. Hancock c/o Claiborne Farm Partner and Manager, Claiborne P. O. Box 150 Farm; President, Hancock Farms, Paris, KY 40361 Inc. Nancy Clay Hancock P. O. Box 150 Treasurer, Hancock Farms, Inc. Paris, KY 40361
Each of Mr. Hancock and Ms. Hancock is a United States citizen and during the last five years, neither of them has [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Trustees u/Trust Agreement Waddell Walker Hancock, II --Bank One, Lexington, NA, Seth W. Hancock and Waddell W. Hancock, II. See above for information with respect to Bank One, Lexington, NA.
Residence Present Principal Name or Business Address Occupation or Employment Seth W. Hancock c/o Claiborne Farm Partner and Manager, P. O. Box 150 Claiborne Farm; President, Paris, KY 40361 Hancock Farms, Inc. Waddell W. Hancock, II P. O. Box 150 Director of Marketing and Paris, KY 40361 Public Relations, Hancock Farms, Inc.
Each of Mr. Hancock and Mr. Hancock is a United States citizen and during the last five years, neither of them has [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws. Louisville Public Warehouse Company (a) Name: Louisville Public Warehouse Company (b) Business Address: 4500 Progress Blvd., P.O. Box 18230, Louisville, Kentucky 40218 (c) Principal Business: Public Warehousing (d) State of Organization: Kentucky Directors and Executive Officers of Louisville Public Warehouse Company
Name Residence or Present Principal Business Address Occupation or Employment James S. Karp 4500 Progress Blvd. Chairman and President, P. O. Box 18230 Louisville Public Warehouse Louisville, Kentucky 40218 Company Juliet S. Karp 4500 Progress Blvd. Vice Chairman, Louisville P. O. Box 18230 Public Warehouse Louisville, Kentucky 40218 Company Cynthia M. Woerner 4500 Progress Blvd. Senior Vice President and P. O. Box 18230 Chief Financial Officer Louisville, Kentucky 40218 Louisville Public Warehouse Company Daniel A. Thomas 4500 Progress Blvd. Senior Vice President, P. O. Box 18230 Louisville Public Warehouse Louisville, Kentucky 40218 Company
Each of Mr. and Ms. Karp, Ms. Woerner and Mr. Thomas is a United States citizen and during the last five years, none of them has [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
APPENDIX II NUMBER OF SHARES BENEFICIALLY OWNED (revised as of April 18, 1995) Sole Shared Sole Shared Aggregate Percent Voting Voting Dispositive Dispositive Number Of Name of Beneficial Owner Power Power Power Power Of Shares Class ABC Partnership (1) 9,065 -- 9,065 -- 9,065 .2 John W. Barr III 2,000 -- 2,000 -- 2,000 .1 Charles W. Bidwill, Jr.(8) 219,340 2,919 219,340 2,919 222,259 5.9 Shauna Bidwill Valenzuela (8) 1,550 -- 1,550 -- 1,550 * Catesby W. Clay 3,000 -- 3,000 -- 3,000 .1 Catesby Clay, Jim Clay and -- 9,380 -- 9,380 9,380 .2 James G. Kennan, III, Co-Trustees u/w J.N. Camden, deceased 1942(2) Catesby Clay, Jim Clay and -- 23,300 -- 23,300 23,300 .6 James G. Kennan, III, Co-Trustees u/agreement w/J.N. Camden(2) Catesby Clay, McColl -- 10,950 -- 10,950 10,950 .3 Pringle and Bank One, Lexington, NA Co-Trustees u/w Agnes Clay Pringle, deceased 1984 James W. Phillips 17,990 -- 17,990 -- 17,990 .5 Joan G. Phillips 19,530 -- 19,530 -- 19,530 .5 J. David Grissom 10,050 -- 10,050 -- 10,050 .3 Bank One, Lexington, NA, -- 79,200 -- 79,200 79,200 2.1 Seth W. Hancock, Waddell W. Hancock, Nancy Clay Hancock and Waddell W. Hancock, II Co-Trustee u/w A.B. Hancock, deceased 1972 Seth W. Hancock, -- 9,030 -- 9,030 9,030 .2 Nancy Clay Hancock and Bank One, Lexington, NA u/agreement Nancy Clay Hancock Seth W. Hancock, -- 9,030 -- 9,030 9,030 .2 Waddell W. Hancock, II and Bank One, Lexington, NA and Trust Company of Lexington, KY u/agreement Waddell Walker Hancock, II Seth W. Hancock 36,500 -- 36,500 -- 36,500 1.0
Sole Shared Sole Shared Aggregate Percent Voting Voting Dispositive Dispositive Number Of Name of Beneficial Owner Power Power Power Power Of Shares Class Frank B. Hower Jr. 1,040 -- 1,040 -- 1,040 * Stanley F. Hugenberg, Jr. 3,670 -- 3,670 -- 3,670 .1 Estate of Warner L. Jones, Jr.(3) -- 73,000 -- 73,000 -- -- Harriet S. Jones(3) 10,000 73,000 10,000 73,000 83,000 2.2 Mina Jones Cox 8,570 -- 8,570 -- 8,570 .2 Thomas H. Meeker(9) 29,437 -- 29,437 -- 29,437 .8 Carl F. Pollard 73,040 -- 73,040 -- 73,040 1.9 Edna Veeneman Lewis 5,660 -- 5,660 -- 5,660 .1 Robert Veeneman 4,280 -- 4,280 -- 4,280 .1 Wells Family 210,530 -- 210,530 -- 210,530 5.6 Partnership(4) Wells Foundation, Inc. 22,400 -- 22,400 -- 22,400 .6 Mary Louise Whitney(5) 128,000 -- 128,000 -- 128,000 3.4 William T. Young 114,660 -- 114,660 -- 114,660 3.0 PNC Bank, Kentucky, 1,000 -- 1,000 -- 1,000 * Inc., Trustee u/a Warner L.J. Brown dtd. 9/6/85 James S. Karp(7) 37,720 34,890 37,720 34,890 72,610 1.9 Irene J. Karp(7) -- 34,890 -- 34,890 -- .9 Louisville Public Warehouse 45,900 -- 45,900 -- 45,900 1.2 Company (7) TOTAL 1,265,081(9) 33.3(6) * Less than .05 percent (1) A general partnership found under Kentucky law in which the partners are Seth A. Hancock, Waddell Walker Hancock, II and Nancy Clay Hancock. (2) Held of record by CINAG, as nominee. (3) Estate of Warner L. Jones, Jr. and Harriet S. Jones share voting and disposition power over a total of 83,000 shares. (4) A general partnership formed under Kentucky law in which the partners are Darrell R. Wells, Louis Crawford Wells, Wayne H. Wells, Y. Peyton Wells, III, and Bryant C. Wells. (5) Held of record by Kingsley & Co., as nominee. (6) Based on total outstanding shares of 3,783,318 and shares beneficially owned but not outstanding with respect to a Reporting Person. See Note 9 below. (7) James S. Karp and Irene J. Karp have shared voting and disposition power over a total of 34,890 shares. Louisville Public Warehouse Company is owned by James S. Karp. (8) The 1,550 shares held by Shauna Bidwill Valenzuela are included in the aggregate number of shares held by Charles W. Bidwill, Jr. (9) The total shares of Thomas H. Meeker include 16,900 shares not issued, but which are issuable upon exercise of certain stock options by Mr. Meeker, and 717 shares issuable to Mr. Meeker under the Company's Incentive Compensation Plan.
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